UKCoRR, RSP and DRF - Japan and the UK in Agreement

As you'll have probably seen last week on the lists UKCoRR, in collaboration with the RSP and Japan's DRF (Digital Repository Federation) have signed a memorandum of understanding.

 

The Memorandum includes a commitment to

• Sharing experience and expertise
• Inviting and possibly sponsoring representatives from partners to participate in RSP and DRF events
• Joint efforts to seek funding and/or support

Obviously from UKCoRR's perspective (and being unfunded as we are) we're mostly about the first option in the agreement; but all the same it's the first time we've signed up to an international agreement and is something that all members can be proud of - the furtherance of recognition of the importance of the repository worker and manager around the world. 

 

You can read more about this, and view the memorandum on the RSP's pages.

CRIS + Repositories at UK Universities

On the back of this recent post I've been invited to speak at the RSP Autumn School about whether the developing CRIS / repositories landscape at UK Universities might present an opportunity to re-focus on Open Access.

Since the RAE2008, the uptake of integrated electronic research administration systems (CRIS, ERA, RMAS...choose your favourite acronym / abbreviation) has been dramatic with the primary driver being to oil the administrative wheels of the REF in 2013.

As the ever-growing UKCoRR membership attests (currently 254 members) Institutional Repositories are now well established across the HE sector and there are several approaches that institutions are taking to utilise this existing repository infrastructure for research administration and/or embed their repository as a component of a broader research administration infrastructure with many either implementing additional commercial software or developing a bespoke solution in-house.

A significant initiative in this area is the JISC funded RePosit project (final report due in October 2011) which aims to "increase uptake of a web-based repository deposit tool embedded in a researcher-facing publications management system" and comprises a consortium of 5 institutions (University of Leeds , Keele University, Queen Mary University of London, University of Exeter and University of Plymouth) in partnership with Symplectic Ltd as a commercial partner. The project runs a Google group at http://groups.google.com/group/reposit where there has been a very active thread recently discussing this developing environment; I have used the thread to collate a list of CRIS + repositories at UK institutions and set up a public Google doc if anyone would like to add their institution (I won't post the link here but it's already been shared via the RePosit and UKCoRR mailing lists.)

As can be seen from the list so far, the most common solutions are commercial software implementations of Atira Pure (11 instances) and Symplectic Elements (16 instances) [+4 instances of Avedas Converis and 1 bespoke]. Though this hastily compiled document almost certainly reflects the membership of the RePosit Google group* with only 32 institutions so far represented out of 142 Institutional Repositories in the UK listed on OpenDoar I think it's still a big enough sample to be significant, especially as Symplectic, Atira and Avedas are arguably the only real options currently in the market-place (notwithstanding the ongoing development of CRIS-like functionality into EPrints itself which is by far the most popular repository platform in the UK (run by 71 UK institutions listed on OpenDoar - exactly half of the total.)

* Similar information is also being captured on the new RSP wiki -http://www.rsp.ac.uk/pmwiki/index.php?n=Institutions.HomePage

Both Symplectic and Pure are designed to enable research staff to manage their research profile both manually and by pulling data from online databases via their APIs (Web of Science, SCOPUS, Mendeley etc) but one observation that is worth commenting upon is the different core functionality of the two systems with Symplectic providing a modular solution designed to integrate with an existing repository whereas Pure is arguably more fully featured software, capable of managing full-text and with full version control, functionality to manage embargo, visibility of items based on business rules, and fully indexable by search engines. Indeed, the comprehensive nature of Atira Pure raises the intriguing possibility that it could effectively replace a repository altogether; at this stage, however, I believe the majority of institutions running the software have chosen to integrate with an existing repository in the Symplectic model – a good example is the University of St Andrews who are running Pure – research portal here - alongside their DSpace repository - http://research-repository.st-andrews.ac.uk/ - which is just used for full-text.

There are some very interesting perspectives on the RePosit thread on why we should or should not maintain two systems (CRIS + repository) and it is clear that the decision will depend to a large extent on the particular systems at a given institution and their specific configuration. Janet Aucock of St Andrews suggests that the integration of the best features of both CRIS and IR will evolve over time going on to say that an important consideration should be "not to lose flexibility and options. Teams across research offices and libraries can be well coordinated, communicate well and have regular contact and debate"..."But even then...there can be differences in emphasis in what the CRIS is about and what service it offers. The Library tends to emphasise open access and discovery. Research office is undoubtedly more focused on research assessment. (Also see James Toon’s comment on this blog).

Arguments in favour of retaining repositories include the issue of creative arts research outputs and Jackie Wickham of the RSP (and now UKCoRR secretary) points out that “there has been considerable investment in developing repositories (focused on EPrints, KULTUR plug in) to enable them to showcase this type of research e.g. UAL - http://ualresearchonline.arts.ac.uk/. The visual impact of the repository is critical to arts researchers and many institutions are using the KULTUR plug in – and not just the specialist arts ones”. I think this is a persuasive argument, also for those using their repositories for "non-REF" output / grey literature / Open Educational Resources (though I have posted elsewhere that I’d actually like to investigate the CRIS model for managing OER as there seems no fundamental reason why such a system could not be used to support the workflow for both OA research and OER.

As to whether all of this does indeed present an opportunity to re-focus on Open Access I think is still a moot point. There is perhaps a danger that the administrative burden of the REF will overshadow the objective of providing Open Access to research but there is also the opportunity to integrate the various infrastructural components in such a way to facilitate what are ultimately complementary objectives; to increase visibility of institutional research, improve awareness and advocacy initiatives around OA (and OER) and to more effectively link institutional research administration with access to the actual research outputs.

Repositories and CRIS: Working Smartly together

Yesterday I attended, along with the UKCoRR Technical & Web Officer, an event hosted by the RSP in their native Nottingham. The theme of the day was to take a look at the overlap in working, activities and priorities between repository managers and staff, and those working in the research offices. It was also a chance to meet with staff from the various repository software groups and CRIS suppliers too.

Despite being pitched to the two main groups, there were certainly a few more repository folks there on the day than research managers. That said there were enough from both camps to make for an effective dialogue and exchange of experience.

One of the issues that was flagged up during the day was how do we continue this exchange of experience in the wider community. For my own part I've been working closely with our research office for a number of years; although working with people and really understanding what drives, motivates and challenges them on a day-to-day basis is a different matter entirely. Some people at the event suggested that a shared email list for repository and research managers would be the solution. While others, myself included, felt that there were more than enough lists we were all on already and that attendance at events from people like ARMA, RSP and UKCoRR by people from both camps would be more effective in striking up an ongoing dialogue.

It is worth noting that UKCoRR will be approaching ARMA in the coming weeks to try and establish some form of ongoing communication and in some respects this building of a shared community of experience and practice I suspect will be very much at the heart of it.

However, we approach I think one thing is clear - there is a need for continued closer working with our research manager colleagues, something which can only strengthen the visibility and importance of the role of the repository within our institutions. All be it that it throws up some new challenging questions such as "Would the repository be better managed by a team embedded in the research office than the library?" and "One system, two workflows - is this really the best way to operate?".

CRIS -> Repository...full-text only...or metadata records too?

Just a quick post to hopefully stimulate some discussion ahead of the RSP event ‘Repositories and CRIS: working smartly together. Conference and Software Exhibition’ that is taking place at Nottingham University Park Conference Centre on the 19th of July. (Places still available!)

From the RSP publicity: "With the REF taking place in 2014 (http://www.hefce.ac.uk/research/ref/) CRIS systems and repositories are becoming a higher priority and their functionality more visible. Smooth interaction between the two will be vital for a smooth and painless submission in 2014. Now is the perfect time to find out how others have managed this process! This event will look at how repositories and CRISs can work together to meet this goal. Findings of the RePosit project, which has developed case studies around the integration of Symplectic Ltd and repositories in 5 institutions, will be shared."

I've had several conversations recently with repository managers from different institutions in the process of or planning soon to implement CRIS and integrate with their repositories with many reporting a driver to transfer not only full-text to an institutional repository (the current functionality supported by Symplectic for example) but also metadata-only records - presumably to ensure their repositories remain the locus for research management. However, does it perhaps make more sense to separate our research database in a CRIS from full-text only in a repository?

Arguably, one of the limitations of Open Access repositories from an original conception (in the arXiv mould) of holding, disseminating and preserving full-text research outputs is that they have, in effect, become "diluted" by metadata records for which it has not been possible to procure full-text or copyright does not permit deposit. Developing a "hybrid" model that separates full-text from bibliographic records in this way rather than pushing everything into a repository might enable repositories to return to an antedeluvian world where they are focused once again on preservation of full-text material rather than also including bibliographic data.

The very term "CRIS" is perhaps problematic and probably better conceived of as an infrastructure derived from a set of software and services - HR systems, Finance systems, repository etc as well as 3rd party commercial software like Symplectic Elements, Atira Pure and Converis (Avedas). Moreover, leading repository software providers like EPrints are looking to extend the functionality of repositories themselves (see: Carr, L. (2010) EPrints: A Hybrid CRIS/Repository. In: Workshop on CRIS, CERIF and Institutional Repositories, 10-11th May 2010, Rome, Italy.); I have no idea whether such a "hybrid" approach would necessarily be achievable in every - or even most - institutions; as emphasised at "Learning how to play nicely: Repositories and CRIS", institutions are all different and there is no one-size-fits-all solution. The availability of human and other resources, in-house expertise and the existing infrastructure will all have an impact on the most appropriate course of action. The tentative conclusion from that event was that if starting with a blank slate, it probably makes sense for a CRIS to be the central system with the repository as a linked peripheral component; but, of course, very few are actually starting from this point and different models can be just as effective.

We're setting this blog up to try out the software and consider whether we could maintain a UKCoRR committee blog, to report to our membership.

Last week I attended the JISC Repositories and Preservation Programme meeting. I was there as the manager of a start-up repository, funded under that programme, but I was asked to present on working with the repositories community, so it was a great opportunity for me to plug the UKCoRR and explain how I think it fits in with RSP, Sherpa and the jisc-repositories mailing list. The first day of the conference was also the date we launched our survey of UKCoRR members, and this week it really feels as though my role as Chair of the UKCoRR is starting in earnest. We were quick to meet as a committee, after having been appointed, but what with the Easter break and wanting to prepare content to put out to the membership, we have been working very much apart from the members until this week. Now we are beginning to hear more about what our members want, and opportunities may arise out of contacts I made at the JISC meeting, for me to represent repository managers' concerns more widely. There is so much that we could or should do, and I'm very keen to prioritise, in order to keep my aims realistic!